Options broker

Results: 182



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81Investment / Stock market / 73rd United States Congress / United States Securities and Exchange Commission / Securities Exchange Act / Order / Broker-dealer / U.S. Securities and Exchange Commission / Financial economics / United States securities law / Finance

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-BOX[removed]November 27, 2012 Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule

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Language: English - Date: 2012-11-28 07:49:03
82Finance / Stock market / United States Securities and Exchange Commission / Chicago Board Options Exchange / Order / Securities Exchange Act / Option / Short / Broker-dealer / Financial economics / Financial markets / Investment

Microsoft Word[removed]doc

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Language: English - Date: 2004-12-29 16:27:48
83Investment / Finance / Self-regulatory organizations / United States securities law / Floor broker / Philadelphia Stock Exchange / Securities Exchange Act / Short / Open outcry / Financial markets / Financial economics / Stock market

SR-Phlx[removed]Page 1 of 4 PHILADELPHIA STOCK EXCHANGE OPTIONS FLOOR PROCEDURE ADVICES C-9

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Language: English - Date: 2003-12-02 17:29:38
84Commodities market / Options Clearing Corporation / Futures contract / Commodity Futures Trading Commission / Commodity broker / Commodity Exchange Act / Derivative / U.S. Securities and Exchange Commission / Commodity Futures Modernization Act / Financial economics / Financial system / Finance

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-OCC[removed]December 19, 2007 Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing and Immediate Effectiveness of a Prop

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Language: English - Date: 2007-12-20 10:30:15
85Financial markets / Investment / Chicago Board Options Exchange / Securities Exchange Act / Option / Broker-dealer / Financial economics / Finance / Financial system

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-CBOE[removed]Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed

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Language: English - Date: 2012-11-16 08:08:53
86Financial system / Securities Exchange Act / Boston Options Exchange / Market maker / Broker-dealer / Algorithmic trading / London Stock Exchange / Financial markets / Financial economics / Finance

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-BOX[removed]October 4, 2012 Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule

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Language: English - Date: 2012-10-05 06:44:33
87United States securities law / Financial markets / Financial services / Chicago Board Options Exchange / Broker-dealer / Securities Exchange Act / U.S. Securities and Exchange Commission / Financial economics / Financial system / Finance

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-CBOE[removed]January 27, 2009 Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Approving a Proposed Rule Change to

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Language: English - Date: 2009-01-28 10:45:35
88United States Securities and Exchange Commission / Financial markets / Chicago Board Options Exchange / Finance / Securities Exchange Act / Floor broker / Order / U.S. Securities and Exchange Commission / Stock market / Financial economics / Investment

CBOE: Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto by the Chicago Board Options Exchange, Inc. to Amend its Guaranteed Participation Rule Relating to Facilitation and Crossing Transactions

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Language: English - Date: 2004-11-15 17:27:46
89Financial markets / Stock market / Finance / Chicago Board Options Exchange / Regulation NMS / Broker-dealer / Securities Exchange Act / Order / Net capital rule / Financial economics / United States Securities and Exchange Commission / Investment

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-CBOE[removed]January 4, 2013 Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Approving a Proposed Rule Change Rel

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Language: English - Date: 2013-01-06 15:32:59
90Finance / United States Securities and Exchange Commission / Chicago Board Options Exchange / Securities Exchange Act / Payment for order flow / Broker-dealer / Financial economics / Financial markets / Financial system

Microsoft Word - 34-51779a.doc

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Language: English - Date: 2005-06-03 10:53:15
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